CoinTelegraph

Hester Peirce calls for SEC rulemaking to ‘bake in’ crypto regulation

US Securities and Exchange Commissioner (SEC) Hester Peirce offered a few suggestions for longer-lasting changes in crypto regulation between administrations with potentially different views. Speaking ...
Pensions&Investments

SEC halting ‘regulation by enforcement’ approach to crypto, Commissioner Peirce says

The Securities and Exchange Commission is reversing course on the agency’s previous “regulation by enforcement” approach to cryptocurrency, SEC Commissioner Hester Peirce said March 5. “We are trying ...
CoinTelegraph

OpenSea urges SEC to exclude NFT marketplaces from regulator’s remit

OpenSea’s lawyers argue NFT marketplaces should be exempt from SEC regulation, as they don't fit the definition of a broker. Non-fungible token marketplace OpenSea has urged the US Securities and ...
Think Advisor

Is Regulation by Enforcement Dead Under Atkins?: SEC Roundup

Welcome to SEC Roundup, a bimonthly video series by former Securities and Exchange Commission senior trial counsels Nick Morgan and Tom Zaccaro, founders of the nonprofit advocacy group Investor ...
Financial Planning

FSI calls on SEC to end 'regulation by enforcement' as agency reopens

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...
Financial Advisor

FSI Renews Call For SEC To End 'Regulation By Enforcement'

The Financial Services Institute has asked the SEC to adopt formal rules that "ensure fairness, transparency and predictability in its enforcement practices." The request came in a letter sent by FSI ...